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SEC Rule 605 & 606 Information 

Order Execution Information

 

Please click the following link to view Gleacher & Company Securities, Inc.’s monthly SEC Rule 605 trade statistics: http://www.tagaudit.com/rule5.asp?user=glch

 

Order Routing Information

 

Please click the following link to view Gleacher & Company Securities, Inc.’s quarterly SEC Rule 606 routing information: http://www.tagaudit.com/rule6.asp?user=glch

http://www.tagaudit.com/rule6.asp?user=bpsg

 

Details available up request. Please contact Brian McDonagh @ 212.273.7182 or email brian.mcdonagh@gleacher.com for more information.