The Securities and Exchange Commission (SEC) requires financial institutions to implement privacy policies (Regulation S-P) with respect to customer non-public information and to notify its customers of such policies.
Gleacher & Company is strongly committed to respecting the privacy of all our clients and protecting proprietary information which we may collect and which you may choose to share with us related to maintaining an account with us.
How We May Obtain Your Personal Information
Gleacher & Company primarily collects non-public information from the account opening process and other documents you may submit to us. Also, in order for Gleacher & Company to administer your account's), we collect information related to products and/or services provided to you.
How We Will Use Your Information
Gleacher & Company will use your information to comply with customer identification requirements and to provide you with products and services requested. Gleacher & Company does not disclose any non-public information of current or former clients, to affiliates or non-affiliated third parties expect as permitted by law, to process client transactions or to fulfill legal and/or regulatory requirements. It is our policy not to sell or market your personal information to any unaffiliated third party without your prior consent.
Gleacher & Company has employed physical and technological safeguards to ensure the security and confidentiality of client information. Also, employees of Gleacher & Company are instructed to protect non-public client information and to comply with the firm’s related policies and procedures.
Due to the numerous technical and operational uncertainties, we cannot make any warranty, guarantee or representation concerning the accuracy, thoroughness, completeness of your information, nor our ability to control, correct, access, handle, process, use, store or transfer such information, and all such warranties are hereby disclaimed.
Telephone - 212.273.7182
Email - firstname.lastname@example.org
Gleacher & Company, Inc.
Attn: Compliance Department
1290 Avenue of the Americas
New York, NY 10104