Skip navigation links
Legal
Business Continuity
Disclosures
Anti-Money Laundering
Payment For Order Flow Disclosure
SEC Rule 605 & 606 Information
Privacy Policy
Compliance Hotline
Privacy Policy 

Dear Client,


The Securities and Exchange Commission (SEC) requires financial institutions to implement privacy policies (Regulation S-P) with respect to customer non-public information and to notify its customers of such policies.

Gleacher & Company is strongly committed to respecting the privacy of all our clients and protecting proprietary information which we may collect and which you may choose to share with us related to maintaining an account with us.

 

How We May Obtain Your Personal Information
Gleacher & Company primarily collects non-public information from the account opening process and other documents you may submit to us. Also, in order for Gleacher & Company to administer your account's), we collect information related to products and/or services provided to you.

 

How We Will Use Your Information
Gleacher & Company will use your information to comply with customer identification requirements and to provide you with products and services requested. Gleacher & Company does not disclose any non-public information of current or former clients, to affiliates or non-affiliated third parties expect as permitted by law, to process client transactions or to fulfill legal and/or regulatory requirements. It is our policy not to sell or market your personal information to any unaffiliated third party without your prior consent.

 

Safeguarding Information
Gleacher & Company has employed physical and technological safeguards to ensure the security and confidentiality of client information. Also, employees of Gleacher & Company are instructed to protect non-public client information and to comply with the firm’s related policies and procedures.


No Warranties
Due to the numerous technical and operational uncertainties, we cannot make any warranty, guarantee or representation concerning the accuracy, thoroughness, completeness of your information, nor our ability to control, correct, access, handle, process, use, store or transfer such information, and all such warranties are hereby disclaimed.

 

Changes to Privacy Policy
Gleacher & Company reserves the right to revise the content of this Privacy Policy in any manner and at any time.

 

Contact Us
If you have any questions or comments about this Privacy Policy or the use of your information, please contact us by:

 

Telephone - 212.273.7182
Email - compliance@gleacher.com
Mail -
Gleacher & Company, Inc.
Attn: Compliance Department
1290 Avenue of the Americas
New York, NY 10104